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Measures for the Administration of Private Asset Management Business of Securities and Futures Business Institutions

证券期货经营机构私募资产管理业务管理办法

CSRC rules for private asset-management business by securities and futures institutions, including product governance, fiduciary duties, leverage, risk controls, and investor protection.

Use It For

Use this for private asset-management products, securities-firm fiduciary duties, and the regulatory line between private funds and managed accounts.