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CSRC Provisions on Implementing the Securities and Futures Administrative Enforcement Commitment System

证券期货行政执法当事人承诺制度实施规定

Current CSRC procedural rule for administrative enforcement commitments, including acceptance conditions, investigation-stage requirements, commitment funds, good-faith constraints, and implementation procedures.

Open source

Use It For

Use this alongside the State Council measures when discussing how CSRC turns enforcement settlement into investor compensation and compliance commitments.

Teaching Notes

Because this rule was amended with effect from 1 February 2026, it is the current procedural layer for administrative commitment hypotheticals.