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Measures for Filing by Asset Appraisal Institutions Engaging in Securities Services

资产评估机构从事证券服务业务备案办法

Joint MOF-CSRC rules requiring asset appraisal institutions to file before engaging in securities services and defining filing materials, updates, supervision, and sanctions.

Use It For

Use this for securities-service gatekeeper regulation, valuation reports in securities transactions, and intermediary liability discussions.