regulation Mainland China Translation unavailable

Measures for the Securities and Futures Administrative Enforcement Commitment System

证券期货行政执法当事人承诺制度实施办法

State Council regulation creating the administrative enforcement commitment system for securities and futures cases, allowing investigated parties to correct misconduct, compensate investors, remove harm, and obtain termination of investigation after fulfilling approved commitments.

Open source

Use It For

Use this when a securities enforcement problem raises alternatives to penalties, including investor compensation, remedial commitments, and market-order repair.

Teaching Notes

This mechanism helps connect public enforcement, private compensation, and regulatory settlement design.